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CarGurus, Inc. — Director's Dealing 2019
Jun 13, 2019
31214_dirs_2019-06-13_6c99d19b-9f99-4893-a21d-1018d734dce5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CarGurus, Inc. (CARG)
CIK: 0001494259
Period of Report: 2019-05-13
Reporting Person: Zales Samuel (COO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-13 | Class A Common Stock | M | 18000 | $.16 | Acquired | 193920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-13 | Employee Stock Option (Right to Buy) | $.16 | M | 0 | Disposed | 2024-12-10 | Class A Common Stock (0) | Direct |
| 2019-05-13 | Employee Stock Option (Right to Buy) | $.16 | M | 18000 | Disposed | 2024-12-10 | Class B Common Stock (18000) | Direct |
Footnotes
F1: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. This footnote was omitted from the original Form 4, filed on May 15, 2019 by the Reporting Person.
F3: The original Form 4, filed on May 15, 2019, is being amended by this Form 4 amendment solely to correct an administrative error in which the Reporting Person's stock option exercise was inadvertently reported as an exercise of this option to purchase Class A common stock. There were no transactions with respect to this option to purchase Class A common stock on May 13, 2019.
F4: This option is fully vested and exercisable.
F5: The original Form 4, filed on May 15, 2019, is being amended by this Form 4 amendment solely to correct an administrative error in which the Reporting Person's stock option exercise was inadvertently reported under a different option. The Reporting Person's stock option exercise on May 13, 2019 was with respect to this option to purchase Class B common stock.
F6: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. This footnote was omitted from the original Form 4, filed on May 15, 2019 by the Reporting Person.