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Cardlytics, Inc. — Director's Dealing 2020
Jun 24, 2020
33956_dirs_2020-06-24_501a82a5-19e0-4d5a-87d9-3dc64c234a47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-06-22
Reporting Person: Laube Lynne Marie (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-22 | Common Stock | S | 100 | $73.84 | Disposed | 16465 | Indirect |
| 2020-06-22 | Common Stock | S | 100 | $75.07 | Disposed | 16365 | Indirect |
| 2020-06-22 | Common Stock | S | 700 | $76.65 | Disposed | 15665 | Indirect |
| 2020-06-22 | Common Stock | S | 100 | $77.26 | Disposed | 15565 | Indirect |
| 2020-06-22 | Common Stock | S | 100 | $73.84 | Disposed | 16465 | Indirect |
| 2020-06-22 | Common Stock | S | 100 | $75.07 | Disposed | 16365 | Indirect |
| 2020-06-22 | Common Stock | S | 729 | $76.62 | Disposed | 15636 | Indirect |
| 2020-06-22 | Common Stock | S | 71 | $77.26 | Disposed | 15565 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 291160 | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on March 10, 2020.
F2: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
F3: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $76.25 to $77.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) to this Form 4.
F4: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on March 10, 2020.
F5: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.