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Cardlytics, Inc. — Director's Dealing 2018
Feb 9, 2018
33956_dirs_2018-02-08_2930999d-b41e-4d9f-8e15-b176fd72efba.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2018-02-08
Reporting Person: Aimia Inc. (10% Owner)
Reporting Person: Aeroplan Holdings Europe Sarl (10% Owner)
Reporting Person: Aimia Holdings UK Ltd (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 801329 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C-R Redeemable Convertible Preferred Stock | $ | Common Stock (212008) | Indirect | ||
| Series D-R Redeemable Convertible Preferred Stock | $ | Common Stock (972927) | Indirect | ||
| Series E-R Redeemable Convertible Preferred Stock | $ | Common Stock (609523) | Indirect | ||
| Series G' Redeemable Convertible Preferred Stock | $ | Common Stock (159207) | Indirect | ||
| Series G' Redeemable Convertible Preferred Stock | $ | Common Stock (223020) | Indirect |
Footnotes
F1: The reportable securities are owned directly by Aimia Holdings UK Limited, which is an affiliate of Aimia Inc.
F2: Each share of Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis, has no expiration date and will convert upon the closing of the Issuer's initial public offering.
F3: The reportable securities are owned directly by Aeroplan Holdings Europe Sarl, which is an affiliate of Aimia Inc.