Cardlytics, Inc. — Director's Dealing 2018

Feb 9, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2018-02-08

Reporting Person: BANK OF AMERICA CORP /DE/ (10% Owner)
Reporting Person: Banc of America Strategic Investments CORP (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant (right to buy)	$2.52	2021-03-03	Common Stock (78100.5)		Indirect
Warrant (right to buy)	$6.52	2021-03-03	Common Stock (312402)		Indirect

Footnotes

F1: The warrant is fully vested and exercisable.

F2: Represents a warrant to purchase shares held directly by Banc of America Strategic Investments Corporation ("BASIC"), a wholly owned subsidiary of Bank of America Corporation ("BAC"). Each of BAC and BASIC expressly disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.