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Cardlytics, Inc. — Director's Dealing 2018
Feb 13, 2018
33956_dirs_2018-02-13_c9272af5-9533-48e3-9164-41a40c4c5a74.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2018-02-13
Reporting Person: Canaan VIII LP (Director, 10% Owner)
Reporting Person: Canaan Partners VIII LLC (Director, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A-R Redeemable Convertible Preferred Stock | $ | Common Stock (950000) | Direct | ||
| Series B-R Redeemable Convertible Preferred Stock | $ | Common Stock (1145953) | Direct | ||
| Series C-R Redeemable Convertible Preferred Stock | $ | Common Stock (514023) | Direct | ||
| Series D-R Redeemable Convertible Preferred Stock | $ | Common Stock (202377) | Direct | ||
| Series E-R Redeemable Convertible Preferred Stock | $ | Common Stock (119254) | Direct | ||
| Series G Redeemable Convertible Preferred Stock | $ | Common Stock (53660) | Direct | ||
| Series G' Redeemable Convertible Preferred Stock | $ | Common Stock (260097) | Direct |
Footnotes
F1: Each share of Series A-R Redeemable Convertible Preferred Stock, Series B-R Redeemable Convertible Preferred Stock, Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis, has no expiration date and will convert upon the closing of the Issuer's initial public offering.
F2: Shares held directly by Canaan VIII L.P. ("Canaan LP"). Canaan Partners VIII LLC ("Canaan LLC" and together with Canaan LP, the "Canaan Entities") is the sole general partner of Canaan LP and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by Canaan LP. John Balen, a manager and member of Canaan LLC, serves as the representative of the Canaan Entities on the Issuer's board of directors. Investment and voting decisions with respect to the shares held by Canaan LP are made by the managers of Canaan LLC, collectively. Canaan LLC disclaims Section 16 beneficial ownership of the shares held by Canaan LP, except to the extent, if any, of its pecuniary interest therein.