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Cardlytics, Inc. — Director's Dealing 2018
Feb 13, 2018
33956_dirs_2018-02-13_67364037-f4ff-40f1-89ae-84f45e864b92.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2018-02-13
Reporting Person: BALEN JOHN V (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A-R Redeemable Convertible Preferred Stock | $ | Common Stock (950000) | Indirect | ||
| Series B-R Redeemable Convertible Preferred Stock | $ | Common Stock (1145953) | Indirect | ||
| Series C-R Redeemable Convertible Preferred Stock | $ | Common Stock (514023) | Indirect | ||
| Series D-R Redeemable Convertible Preferred Stock | $ | Common Stock (202377) | Indirect | ||
| Series E-R Redeemable Convertible Preferred Stock | $ | Common Stock (119254) | Indirect | ||
| Series G Redeemable Convertible Preferred Stock | $ | Common Stock (53660) | Indirect | ||
| Series G' Redeemable Convertible Preferred Stock | $ | Common Stock (260097) | Indirect |
Footnotes
F1: Each share of Series A-R Redeemable Convertible Preferred Stock, Series B-R Redeemable Convertible Preferred Stock, Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis, has no expiration date and will convert upon the closing of the Issuer's initial public offering.
F2: Shares held directly by Canaan VIII L.P. ("Canaan LP"). Canaan Partners VIII LLC ("Canaan LLC" and together with Canaan LP, the "Canaan Entities") is the sole general partner of Canaan LP. Investment and voting decisions with respect to the shares held by Canaan LP are made by the managers of Canaan LLC, collectively. John Balen, a manager and member of Canaan LLC, serves as the representative of the Canaan Entities on the Issuer's board of directors. Mr. Balen disclaims beneficial ownership in the securities held by the Canaan Entities, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan LLC.