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Cardlytics, Inc. — Director's Dealing 2018
Feb 15, 2018
33956_dirs_2018-02-15_47fcae9d-28dc-4f16-980b-397c5aec0bdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2018-02-13
Reporting Person: Aimia Inc. (10% Owner)
Reporting Person: Aeroplan Holdings Europe Sarl (10% Owner)
Reporting Person: Aimia Holdings UK Ltd (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-13 | Common Stock | C | 212008 | — | Acquired | 212008 | Indirect |
| 2018-02-13 | Common Stock | C | 972927 | — | Acquired | 1184935 | Indirect |
| 2018-02-13 | Common Stock | C | 609523 | — | Acquired | 1794458 | Indirect |
| 2018-02-13 | Common Stock | C | 159207 | — | Acquired | 1953665 | Indirect |
| 2018-02-13 | Common Stock | C | 223020 | — | Acquired | 1024349 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-13 | Series C-R Redeemable Convertible Preferred Sto | $ | C | 212008 | Disposed | Common Stock (212008) | Indirect | |
| 2018-02-13 | Series D-R Redeemable Convertible Preferred Sto | $ | C | 972927 | Disposed | Common Stock (972927) | Indirect | |
| 2018-02-13 | Series E-R Redeemable Convertible Preferred Sto | $ | C | 609523 | Disposed | Common Stock (609523) | Indirect | |
| 2018-02-13 | Series G' Redeemable Convertible Preferred Stock | $ | C | 159207 | Disposed | Common Stock (159207) | Indirect | |
| 2018-02-13 | Series G' Redeemable Convertible Preferred Stock | $ | C | 223020 | Disposed | Common Stock (223020) | Indirect |
Footnotes
F1: Each share of Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date.
F2: The reportable securities are owned directly by Aeroplan Holdings Europe Sarl, which is an affiliate of Aimia Inc.
F3: The reportable securities are owned directly by Aimia Holdings UK Limited, which is an affiliate of Aimia Inc.