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CapsoVision, Inc — Director's Dealing 2025
Jul 2, 2025
33655_dirs_2025-07-01_8e36f50e-ddfa-4a5a-bb90-9cd7310cc8a2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CapsoVision, Inc (CV)
CIK: 0001378325
Period of Report: 2025-07-01
Reporting Person: Tsai Chen Lung (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 80000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $ | Common Stock (71429) | Indirect | ||
| Series D-1 Preferred Stock | $ | Common Stock (55555) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (86956) | Indirect | ||
| Series H Preferred Stock | $ | Common Stock (90534) | Indirect |
Footnotes
F1: Does not reflect a one-for-3.33 reverse stock split, to be effective immediately prior to the closing to the Issuer's initial public offering.
F2: Each share of Series B preferred stock, Series D-1 preferred stock, Series E preferred stock and Series H preferred stock (the "Preferred Stock") is convertible on a one-to-one basis into the underlying shares of common stock at the holder's election and has no expiration date. The Preferred Stock will automatically convert into common stock upon the closing of the Issuer's initial public offering. The number of underlying shares of common stock reported in Column 3 does not reflect a one-for-3.33 reverse stock split, to be effective immediately prior to the closing to the Issuer's initial public offering.
F3: The securities are held by The Tsai Family Trust, for which the Reporting Person, together with his wife, are trustees.