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Capri Holdings Ltd — Director's Dealing 2022
Jun 17, 2022
31557_dirs_2022-06-17_3220d22e-3c52-48fe-a71b-a537f68c3191.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capri Holdings Ltd (CPRI)
CIK: 0001530721
Period of Report: 2022-06-15
Reporting Person: Hendricks Jenna (SVP, Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-15 | Ordinary shares, no par value | M | 1110 | — | Acquired | 22286 | Direct |
| 2022-06-15 | Ordinary shares, no par value | F | 448 | $47.41 | Disposed | 21838 | Direct |
| 2022-06-15 | Ordinary shares, no par value | M | 5879 | — | Acquired | 27717 | Direct |
| 2022-06-15 | Ordinary shares, no par value | F | 2534 | $47.41 | Disposed | 25183 | Direct |
| 2022-06-15 | Ordinary shares, no par value | M | 9119 | — | Acquired | 34302 | Direct |
| 2022-06-15 | Ordinary shares, no par value | F | 5043 | $47.41 | Disposed | 29259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-15 | Restricted share units | $0 | M | 1110 | Disposed | Ordinary shares, no par value (1110) | Direct | |
| 2022-06-15 | Restricted share units | $0 | M | 5879 | Disposed | Ordinary shares, no par value (5879) | Direct | |
| 2022-06-15 | Restricted share units | $0 | M | 9119 | Disposed | Ordinary shares, no par value (9119) | Direct | |
| 2022-06-15 | Restricted share units | $0 | A | 15819 | Acquired | Ordinary shares, no par value (15819) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted share units | $0 | Ordinary shares, no par value (1472) | 1472 | Direct | |
| Restricted share units | $0 | Ordinary shares, no par value (3691) | 3691 | Direct |
Footnotes
F1: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU.
F2: Represents shares withheld by the Company to cover tax withholding obligations upon vesting.
F3: The RSUs do not expire.
F4: Granted on June 15, 2020 pursuant to the Capri Holdings Limited Second Amended and Restated Incentive Plan (the "Incentive Plan"). The securities underlying the total number of RSUs originally granted will vest 1/3 each year on June 15, 2021, 2022 and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
F5: Granted on June 15, 2021 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted will vest 1/3 each year on June 15, 2022, 2023 and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
F6: Granted on June 15, 2022 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted will vest 1/3 each year on June 15, 2023, 2024 and 2025, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
F7: Granted on August 1, 2019 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted will vest 25% each year on August 1, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
F8: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F9: Granted on June 17, 2019 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted will vest 25% each year on June 17, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.