CAPITAL ONE FINANCIAL CORP — Director's Dealing 2016

Dec 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2016-12-12

Reporting Person: Alexander Robert M. (Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-12	Common Stock	M	29190.0000	$76.7900	Acquired	131050.0000	Direct
2016-12-12	Common Stock	S	16800.0000	$90.6700	Disposed	114250.0000	Direct
2016-12-12	Common Stock	S	18307.0000	$90.1100	Disposed	95943.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-12	Stock Options	$76.7900	M	29190.0000	Disposed	2017-03-01	Common Stock (29190.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2.0000	Indirect
Common Stock	100.0000	Indirect

Footnotes

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.45 to $91.05. Information regarding the number of shares sold at each price will be provided upon request.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.45 to $90.44. Information regarding the number of shares sold at each price will be provided upon request.

F5: This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter.