Capital Bancorp Inc — Director's Dealing 2023

Jul 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2023-05-21

Reporting Person: Dicker Karl (EVP and President of OpenSky)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-05-21	Common Stock	M	3000	—	Acquired	42430	Direct
2023-05-21	Common Stock	F	903	$16.83	Disposed	41527	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-05-21	Restricted Stock Units	$	M	3000	Disposed		Common Stock (3000.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$11.38	2023-12-31	Common Stock (16500.0)	16500	Direct
Stock Options	$14.54	2024-12-30	Common Stock (12500.0)	12500	Direct
Stock Options	$13.89	2025-12-31	Common Stock (9165.0)	9165	Direct
Stock Options	$26.41	2026-12-31	Common Stock (6055.0)	6055	Direct
Stock Options	$23.54	2028-01-01	Common Stock (5325.0)	5325	Direct
Restricted Stock Units	$		Common Stock (1666.0)	1666	Direct

Footnotes

F1: The Restricted Stock Units convert into common stock on a one-for-one basis.

F2: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

F4: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.