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Capital Bancorp Inc — Director's Dealing 2020
Jan 2, 2020
32779_dirs_2020-01-02_14c5422a-4744-463a-828f-2a7cb9b7b7cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-12-31
Reporting Person: Bernstein Joshua (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | A | 688 | — | Acquired | 99282 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Stock Options | $14.89 | A | 7000 | Acquired | 2024-12-31 | Common Stock (7000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 303200 | Indirect |
| Common Stock | 204400 | Indirect |
| Common Stock | 324000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $7.5 | 2020-12-31 | Common Stock (2000.0) | 2000 | Direct |
| Stock Options | $8.5 | 2021-12-31 | Common Stock (5200.0) | 5200 | Direct |
| Stock Options | $12.38 | 2022-12-31 | Common Stock (9600.0) | 9600 | Direct |
| Stock Options | $11.38 | 2023-12-31 | Common Stock (9000.0) | 9000 | Direct |
Footnotes
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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