CALIX, INC — Director's Dealing 2017

Nov 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2017-11-14

Reporting Person: CHEUNG SHEILA (VP, Finance & Accounting)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-14	Common Stock	A	2000	$5.27	Acquired	2000	Direct
2017-11-16	Common Stock	D	2000	$6.36	Disposed	0	Direct

Footnotes

F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2017 through November 14, 2017. This transaction is also exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 14, 2017, the last trading day of the purchase period.