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CALERES INC — Director's Dealing 2013
Jun 24, 2013
32936_dirs_2013-06-24_9ef7d867-9ab3-468c-9fb1-9b545f331da8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN SHOE CO INC (BWS)
CIK: 0000014707
Period of Report: 2013-06-20
Reporting Person: Mazurk John R (Div Pres, Healthy Living Brand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-20 | Common Stock | M | 16874 | $17.34 | Acquired | 116874 | Direct |
| 2013-06-20 | Common Stock | F | 13979 | $20.93 | Disposed | 102895 | Direct |
| 2013-06-20 | Common Stock | M | 5624 | $12.10 | Acquired | 108519 | Direct |
| 2013-06-20 | Common Stock | F | 3250 | $20.93 | Disposed | 105269 | Direct |
| 2013-06-20 | Common Stock | M | 11251 | $14.91 | Acquired | 116520 | Direct |
| 2013-06-20 | Common Stock | F | 8014 | $20.93 | Disposed | 108506 | Direct |
| 2013-06-21 | Common Stock | S | 10000 | $20.74 | Disposed | 98506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-20 | Employee Stock Option (Right to Buy) | $17.34 | M | 16874 | Disposed | 2014-03-04 | Common Stock (16874) | Direct |
| 2013-06-20 | Employee Stock Option (Right to Buy) | $12.1045 | M | 5624 | Disposed | 2014-11-01 | Common Stock (5624) | Direct |
| 2013-06-20 | Employee Stock Option (Right to Buy) | $14.9133 | M | 11251 | Disposed | 2015-03-03 | Common Stock (11251) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6887 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.59 to $20.77, inclusive. The reporting person undertakes to provide to Brown Shoe Company, Inc., any security holder of Brown Shoe Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The option vested in four equal installments on March 4, 2005, 2006, 2007, 2008.
F3: The option vested in four equal installments on November 1, 2005, 2006, 2007, 2008.
F4: The option vested in four equal installments on March 3, 2006, 2007, 2008, 2009.