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CADIZ INC — Major Shareholding Notification 2006
Jan 25, 2006
33061_mrq_2006-01-25_ae035f97-bc7f-4c10-af26-a0f95afddd28.zip
Major Shareholding Notification
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SC 13G 1 jan2506_13g.htm
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G
Under the Securities Exchange Act of 1934
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO Rule 13d-2(b)*
| Cadiz Inc. |
|---|
| (Name of Issuer) |
| Common Stock, Par Value $0.01 per Share |
| (Title of Class of Securities) |
| 127537207 |
| (CUSIP Number) |
| December 31, 2003 |
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| x | Rule 13d-1(b) |
|---|---|
| o | Rule 13d-1(c) |
| o | Rule 13d-1(d) |
Page 1 of 6
CUSIP No. 127537207 13G
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o NOT APPLICABLE | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION DELAWARE | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,527,481 (1) |
| | 6 | SHARED
VOTING POWER -0- |
| | 7 | SOLE
DISPOSITIVE POWER 1,527,481 (1) |
| | 8 | SHARED
DISPOSITIVE POWER -0- |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,527,481 (1) | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.85% | |
| 12 | TYPE
OF REPORTING PERSON* IA, CO, HC | |
1 Reflects total shares held by the reporting person as of 12/31/2005. As of 12/31/2003, the reporting person held 399,600 shares which was equivalent to 6.27% of the class.
Page 2 of 6
CUSIP No. 127537207 13G
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY & CO. INTERNATIONAL
LIMITED | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o NOT APPLICABLE | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION ORGANIZED UNDER THE LAWS OF ENGLAND | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,527,481 (2) |
| | 6 | SHARED
VOTING POWER -0- |
| | 7 | SOLE
DISPOSITIVE POWER 1,527,481 (2) |
| | 8 | SHARED
DISPOSITIVE POWER -0- |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,527,481 (2) | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.85% | |
| 12 | TYPE
OF REPORTING PERSON* BD, CO | |
2 Reflects total shares held by the reporting person as of 12/31/2005. As of 12/31/2003, the reporting person held 399,600 shares which was equivalent to 6.27% of the class.
Page 3 of 6
Item 1(a). Name of Issuer:
Cadiz Incorporated
Item 1(b). Address of Issuers Principal Executive Offices:
777 South Figueroa Street Suite 4250 Los Angeles, California 90017
Item 2(a). Name of Person Filing:
(a) Morgan Stanley, a Delaware corporation
(b) Morgan Stanley & Co. International Limited, a wholly owned subsidiary of Morgan Stanley and a corporation organized under the laws of England
Item 2(b). Address of Principal Business Office or, if None, Residence:
(a) 1585 Broadway New York, NY 10036
(b) 25 Cabot Square Canary Wharf London E14 4QA England
Item 2(c). Citizenship:
Incorporated by reference to Item 4 of the cover page pertaining to each reporting person.
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.01 per share ("Common Stock")
Item 2(e). CUSIP Number:
127537207
Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
| (a) | Morgan Stanley is a parent holding company. |
|---|---|
| (b) | Morgan Stanley & Co. International |
| Limited is a Broker-Dealer doing business under the laws | |
| of the United Kingdom. Morgan Stanley & Co. International | |
| Limited is filing this statement pursuant to Rules 13d-1(b) | |
| and 13d-2(b), relying on such rules and using Schedule 13G | |
| in accordance with no-action assurance from the Division | |
| of Corporate Finance, Office of Tender Offers. |
Page 4 of 6
Item 4. Ownership.
| Incorporated by reference
to Items (5) (9) and (11) of the cover page. | |
| --- | --- |
| (a) | Morgan Stanley is filing
solely in its capacity as the parent company of, and indirect
beneficial owner of securities held by, one of its business
units. |
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
| (a) |
|---|
| See item 4(a) |
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Page 5 of 6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| 01/25/2006 |
|---|
| (Date) |
| /s/ Dennine Bullard |
| (Signature) |
| Executive Director |
| MORGAN STANLEY |
| (Name/Title) |
| 01/25/2006 |
| (Date) |
| /s/ R. Derek Bandeen |
| (Signature) |
| Managing Director |
| MORGAN STANLEY & CO. |
| INTERNATIONAL LIMITED |
| (Name/Title) |
Page 6 of 6