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CADIZ INC Director's Dealing 2012

Nov 14, 2012

33061_dirs_2012-11-14_53ad3a25-7602-45c9-8cc9-ddbcd5ac9d6c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2012-11-12

Reporting Person: Redfern Dominic (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-12 Common Stock, Par Value $0.01 per share S 360000 $8.05 Disposed 386651 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, Par Value $0.01 per share 600000 Indirect
Common Stock, Par Value $0.01 per share 201467 Indirect

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.