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CADIZ INC — Director's Dealing 2012
Nov 14, 2012
33061_dirs_2012-11-14_53ad3a25-7602-45c9-8cc9-ddbcd5ac9d6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2012-11-12
Reporting Person: Redfern Dominic (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock, Par Value $0.01 per share | S | 360000 | $8.05 | Disposed | 386651 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $0.01 per share | 600000 | Indirect |
| Common Stock, Par Value $0.01 per share | 201467 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
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