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CABOT CORP — Director's Dealing 2019
Oct 15, 2019
31161_dirs_2019-10-15_585a1cdd-0c6d-49ae-8222-2bba2f3971cd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2019-10-02
Reporting Person: Zhu Jeff Ji (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50809 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.25 | 2022-11-08 | Common Stock (13763) | Direct | |
| Employee Stock Option (Right to Buy) | $39.54 | 2025-11-11 | Common Stock (22415) | Direct | |
| Employee Stock Option (Right to Buy) | $50.46 | 2026-11-10 | Common Stock (14434) | Direct | |
| Employee Stock Option (Right to Buy) | $62.24 | 2027-11-09 | Common Stock (18384) | Direct | |
| Employee Stock Option (Right to Buy) | $50.00 | 2028-11-08 | Common Stock (24475) | Direct |
Footnotes
F1: Includes 8,217 performance based units earned on the basis of the Corporation's performance in fiscal year 2016 and 2017 (which remain subject to time-based vesting) and 13,114 units subject to time-based vesting.
F2: The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.
F3: The option vested over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.
F4: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.
F5: The option vests over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020.
F6: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.