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CABOT CORP — Director's Dealing 2018
Aug 10, 2018
31161_dirs_2018-08-10_1e927d21-b2cc-4f6a-a9ea-d29884c3073d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2018-08-09
Reporting Person: BERUBE BRIAN A (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-09 | Common Stock | M | 6368 | $39.54 | Acquired | 52127 | Direct |
| 2018-08-09 | Common Stock | S | 6368 | $65.51 | Disposed | 45759 | Direct |
| 2018-08-09 | Common Stock | M | 7080 | $39.54 | Acquired | 52839 | Direct |
| 2018-08-09 | Common Stock | S | 7080 | $65.35 | Disposed | 45759 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-09 | Employee Stock Option (Right to Buy) | $39.54 | M | 6368 | Disposed | 2025-11-11 | Common Stock (6368) | Direct |
| 2018-08-09 | Employee Stock Option (Right to Buy) | $39.54 | M | 7080 | Disposed | 2025-11-11 | Common Stock (7080) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8615.2263 | Indirect |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.50 to $65.54, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.28 to $65.44, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3: Reflects retirement plan contribution by the Corporation.
F4: 22,415 shares were subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.