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CABOT CORP — Director's Dealing 2018
Oct 10, 2018
31161_dirs_2018-10-10_30703323-56e8-497c-8028-8547c90c20f4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2018-10-01
Reporting Person: Doubman John R (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13599 | Direct |
| Common Stock | 824.9 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $46.03 | 2024-11-13 | Common Stock (4017) | Direct | |
| Employee Stock Option (Right to Buy) | $39.54 | 2025-11-11 | Common Stock (2306) | Direct | |
| Employee Stock Option (Right to Buy) | $47.23 | 2026-04-06 | Common Stock (2834) | Direct | |
| Employee Stock Option (Right to Buy) | $50.46 | 2026-11-10 | Common Stock (13747) | Direct | |
| Employee Stock Option (Right to Buy) | $62.24 | 2027-11-09 | Common Stock (12639) | Direct | |
| Phantom Stock | $62.72 | Common Stock (3096.21) | Direct |
Footnotes
F1: Includes 4,686 performance based units earned on the basis of the Corporation's performance in fiscal year 2016 and 2017 (which remain subject to time-based vesting) and 8,913 units subject to time-based vesting.
F2: The option vested over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016 and 40% on November 14, 2017.
F3: The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.
F4: The option vests over a three year period as follows: 30% on April 7, 2017, 30% on April 7, 2018 and 40% on April 7, 2019.
F5: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.
F6: The option vests over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020
F7: Each share of phantom stock is the economic equivalent of one share of Cabot Corporation common stock. The shares of phantom stock will be settled in shares of Cabot Corporation common stock upon termination of his employment with Cabot Corporation.