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C3.ai, Inc. — Director's Dealing 2022
Dec 20, 2022
31545_dirs_2022-12-19_5cb68265-0e8d-4c7a-a7dc-933b19d18907.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2022-12-15
Reporting Person: Behzadi Houman (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-15 | Class A Common Stock | M | 83074 | — | Acquired | 398994 | Direct |
| 2022-12-15 | Class A Common Stock | F | 44737 | $12.43 | Disposed | 354257 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-15 | Restricted Stock Units | $ | M | 8074 | Disposed | Class A Common Stock (8074) | Direct | |
| 2022-12-15 | Restricted Stock Units | $ | M | 75000 | Disposed | Class A Common Stock (75000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F3: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.