AI assistant
BWX Technologies, Inc. — Director's Dealing 2011
Mar 8, 2011
30361_dirs_2011-03-08_40b7a52c-e9fe-42d6-9326-85f5c2af5d86.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Babcock & Wilcox Co (BWC)
CIK: 0001486957
Period of Report: 2011-03-04
Reporting Person: Canafax James D (SVP, Gen. Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-04 | Common Stock | M | 1210 | — | Acquired | 7932 | Direct |
| 2011-03-04 | Common Stock | F | 392 | $34.55 | Disposed | 7540 | Direct |
| 2011-03-05 | Common Stock | M | 2565 | — | Acquired | 10105 | Direct |
| 2011-03-05 | Common Stock | F | 832 | $34.55 | Disposed | 9273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-04 | Restricted Stock Units | $0 | M | 1210 | Disposed | 2013-03-04 | Common Stock (1210) | Direct |
| 2011-03-04 | Restricted Stock Units | $0 | A | 3060 | Acquired | 2014-03-04 | Common Stock (3060) | Direct |
| 2011-03-04 | Stock Options (right to buy) | $34.55 | A | 9672 | Acquired | 2018-03-04 | Common Stock (9672) | Direct |
| 2011-03-04 | Restricted Stock Units | $0 | A | 4374 | Acquired | 2013-08-12 | Common Stock (4374) | Direct |
| 2011-03-04 | Stock Options (right to buy) | $34.55 | A | 13818 | Acquired | 2018-03-04 | Common Stock (13818) | Direct |
| 2011-03-05 | Restricted Stock Units | $0 | M | 2565 | Disposed | 2012-03-05 | Common Stock (2565) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1822 | Indirect |
Footnotes
F1: Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of March 4, 2011.
F2: Each restricted stock unit represents a contingent right to receive one share of BWC common stock.
F3: RSUs vest in three equal annual installments beginning March 4, 2011.
F4: Grant of restricted stock units pursuant to the Amended and Restated 2010 Long-Term Incentive Plan of The Babcock & Wilcox Company. Each restricted stock unit represents a contingent right to receive one share of BWC common stock.
F5: RSUs vest in three equal annual installments beginning March 4, 2012.
F6: Grant of stock options pursuant to the Amended and Restated 2010 Long-Term Incentive Plan of The Babcock & Wilcox Company.
F7: Stock options vest in three equal annual installments beginning March 4, 2012.
F8: RSUs vest in three equal annual installments beginning August 12, 2011.
F9: Stock options vest in three equal annual installments beginning August 12, 2011.
F10: RSUs vest in two equal annual installments beginning March 5, 2011.