BROWN FORMAN CORP — Director's Dealing 2022

Jun 4, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-12-20

Reporting Person: Brown Stuart R (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-29	Class A Common	G	190000	—	Disposed	245741	Direct
2021-12-29	Class A Common	G	47500	—	Acquired	47500	Indirect
2021-12-29	Class A Common	G	47500	—	Acquired	47500	Indirect
2021-12-29	Class A Common	G	47500	—	Acquired	47500	Indirect
2021-12-29	Class A Common	G	47500	—	Acquired	47500	Indirect
2022-01-04	Class A Common	G	478	—	Acquired	246219	Direct
2022-01-06	Class A Common	G	1540	—	Disposed	524629	Direct
2021-12-20	Class B Common	G	419	—	Acquired	11006	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	49500	Indirect
Class A Common	147650	Indirect
Class A Common	195900	Indirect
Class A Common	40878	Indirect
Class A Common	10624	Indirect
Class A Common	36104	Indirect
Class A Common	228302	Indirect
Class B Common	309321	Direct
Class B Common	22616	Indirect
Class B Common	26507	Indirect
Class B Common	20306	Indirect
Class B Common	126217	Indirect

Footnotes

F1: Total has been updated to reflect the transfer of a total of 279,650 Class A shares from three grantor retained annuity trusts to direct holdings.

F2: Total has been updated to reflect the transfer of 138,300 Class A shares from this grantor retained annuity trust to direct holdings.

F3: Total has been updated to reflect the transfer of 84,150 Class A shares from this grantor retained annuity trust to direct holdings.

F4: Total has been updated to reflect the transfer of 57,500 Class A shares from this grantor retained annuity trust to direct holdings.