BROWN FORMAN CORP — Director's Dealing 2021

Jan 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-01-15

Reporting Person: Whiting Lawson E (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-15	Class B Common	M	21848	$18.217	Acquired	24761	Direct
2021-01-15	Class B Common	F	13129	$73.46	Disposed	11632	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-15	Stock Appreciation Right	$18.217	M	21848	Disposed	2021-04-30	Class B Common (21848.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	0.6877	Indirect

Footnotes

F1: The closing price of BF-B on January 14, 2021 was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's dividend reinvestment plan as of January 15, 2021.