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BROWN FORMAN CORP Director's Dealing 2021

Jan 20, 2021

30482_dirs_2021-01-19_a9594c8d-a836-41f5-bcf7-3a932f4c5620.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-01-15

Reporting Person: Brown Campbell P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-14 Class B Common G 191850 Disposed 533907 Direct
2021-01-14 Class B Common G 191850 Acquired 191850 Indirect
2021-01-15 Class B Common J 189452 $73.46 Disposed 191850 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 22631.1962 Indirect
Class B Common 12805.9023 Indirect
Class B Common 916987 Indirect
Class B Common 264777 Indirect
Class B Common 220090 Indirect
Class B Common 88166 Indirect
Class B Common 45 Indirect
Class B Common 45 Indirect
Class B Common 299326 Indirect
Class B Common 60543 Indirect
Class B Common 30285 Indirect
Class B Common 88166 Indirect
Class B Common 35625 Indirect

Footnotes

F1: On January 15, 2021, the reporting person transferred LLC units to a family trust.

F2: Number of shares acquired through the issuer's 401(k) plan as of January 15, 2021.

F3: Number of shares acquired through the issuer's employee stock purchase program as of January 15, 2021.