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BROWN FORMAN CORP — Director's Dealing 2021
Jan 20, 2021
30482_dirs_2021-01-19_a9594c8d-a836-41f5-bcf7-3a932f4c5620.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-01-15
Reporting Person: Brown Campbell P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-14 | Class B Common | G | 191850 | — | Disposed | 533907 | Direct |
| 2021-01-14 | Class B Common | G | 191850 | — | Acquired | 191850 | Indirect |
| 2021-01-15 | Class B Common | J | 189452 | $73.46 | Disposed | 191850 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 22631.1962 | Indirect |
| Class B Common | 12805.9023 | Indirect |
| Class B Common | 916987 | Indirect |
| Class B Common | 264777 | Indirect |
| Class B Common | 220090 | Indirect |
| Class B Common | 88166 | Indirect |
| Class B Common | 45 | Indirect |
| Class B Common | 45 | Indirect |
| Class B Common | 299326 | Indirect |
| Class B Common | 60543 | Indirect |
| Class B Common | 30285 | Indirect |
| Class B Common | 88166 | Indirect |
| Class B Common | 35625 | Indirect |
Footnotes
F1: On January 15, 2021, the reporting person transferred LLC units to a family trust.
F2: Number of shares acquired through the issuer's 401(k) plan as of January 15, 2021.
F3: Number of shares acquired through the issuer's employee stock purchase program as of January 15, 2021.
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