BROWN FORMAN CORP - Director's Dealing 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-01-29

Reporting Person: Hamel Matthew E (EVP, Gen Counsel and Secretary)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-24	Class B Common	G	67539	—	Acquired	67539	Indirect
2020-12-24	Class B Common	G	67539	—	Disposed	51353	Direct
2020-12-28	Class B Common	G	2383	—	Acquired	69922	Indirect
2020-12-28	Class B Common	G	2383	—	Disposed	48970	Direct
2021-01-29	Class B Common	M	15245	$18.217	Acquired	64215	Direct
2021-01-29	Class B Common	F	7421	$74.13	Disposed	10421	Direct

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-29	Stock Appreciation Right	$18.217	M	15245	Disposed	2021-04-30	Class B Common (15245.0)	Direct

F1: The closing price of BF-B on January 28, 2021 was used to calculate the withholding obligation.

F2: Total updated to reflect transfer of shares from direct holdings to a grantor retained annuity trust.

F3: Number of shares acquired through the issuer's 401(k) plan as of January 29, 2021.

F4: Number of shares acquired through the issuer's employee stock purchase program as of February 1, 2021.

F5: Number of shares acquired through the issuer's dividend reinvestment plan as of February 1, 2021.