BROWN FORMAN CORP — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-04-27

Reporting Person: Hayes John V. (SVP/President, USA & Canada)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-27	Class B Common	M	14456	$18.217	Acquired	20678	Direct
2021-04-27	Class B Common	F	6928	$75.96	Disposed	7808	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-27	Stock Appreciation Right	$18.217	M	14456	Disposed	2021-04-30	Class B Common (14456.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	47036.1844	Indirect
Class B Common	7809.4148	Indirect
Class B Common	14270.58	Indirect

Footnotes

F1: The closing price of BF-B on April 26, 2021 was used to calculate the withholding obligation.

F2: Updated to reflect transfer from direct holdings to revocable trust.

F3: Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.

F4: Number of shares acquired through the issuer's 401(k) plan as of April 26, 2021.