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BROWN FORMAN CORP — Director's Dealing 2021
May 4, 2021
30482_dirs_2021-05-04_4269137f-d96c-4809-98fb-96b99efaafb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-04-30
Reporting Person: Hinrichs Thomas (SVP/Pres., Emerging Intl)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Class B Common | M | 12302 | $18.217 | Acquired | 15199 | Direct |
| 2021-04-30 | Class B Common | F | 7349 | $78.09 | Disposed | 7850 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Stock Appreciation Right | $18.217 | M | 12302 | Disposed | 2021-04-30 | Class B Common (12302.0) | Direct |
Footnotes
F1: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation.
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