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BROWN FORMAN CORP — Director's Dealing 2021
Jun 3, 2021
30482_dirs_2021-06-03_57303f2b-80be-4398-99bc-cb5401069c3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-06-01
Reporting Person: Farrer Marshall (Director, SVP/Pres. Europe)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Class B Common | A | 392 | — | Acquired | 18285 | Direct |
| 2021-06-01 | Class B Common | F | 116 | $76.28 | Disposed | 18169 | Direct |
Footnotes
F1: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.
F2: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 116 shares of Class B common stock.
F3: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.