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BROWN FORMAN CORP — Director's Dealing 2021
Jun 3, 2021
30482_dirs_2021-06-03_5506a691-0c26-47b3-8214-02a99b4acab0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-06-01
Reporting Person: Brown Kelli (SVP, Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Class B Common | A | 281 | — | Acquired | 1430 | Direct |
| 2021-06-01 | Class B Common | F | 102 | $76.28 | Disposed | 1328 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 799.1585 | Indirect |
| Class B Common | 8.1852 | Indirect |
Footnotes
F1: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.
F2: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 102 shares of Class B common stock.
F3: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.
F4: Number of shares acquired through the issuer's employee stock purchase program as of June 1,2021.
F5: Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2021.