BROWN FORMAN CORP — Director's Dealing 2021

Jun 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-06-01

Reporting Person: Brown Campbell P (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-01	Class B Common	A	346	—	Acquired	534253	Direct
2021-06-01	Class B Common	F	128	$76.28	Disposed	534125	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	22944.3775	Indirect
Class B Common	12853.1422	Indirect
Class B Common	916987	Indirect
Class B Common	264777	Indirect
Class B Common	220090	Indirect
Class B Common	88166	Indirect
Class B Common	45	Indirect
Class B Common	45	Indirect
Class B Common	299326	Indirect
Class B Common	60543	Indirect
Class B Common	30285	Indirect
Class B Common	88166	Indirect
Class B Common	35625	Indirect

Footnotes

F1: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

F2: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 128 shares of Class B common stock.

F3: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.

F4: Number of shares acquired through the issuer's 401(k) plan as of June 1, 2021.

F5: Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2021.