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BROWN FORMAN CORP Director's Dealing 2021

Jun 4, 2021

30482_dirs_2021-06-03_9c55614a-d7b2-4ea3-a8f0-c1ff36ace0e4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-12-21

Reporting Person: Brown Stuart R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Class A Common G 406 Acquired 210418 Direct
2021-01-05 Class A Common G 3 Acquired 210421 Direct
2021-01-15 Class A Common G 1680 Disposed 435741 Direct
2020-12-21 Class B Common G 388 Acquired 10587 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 309321 Direct
Class A Common 187800 Indirect
Class A Common 231800 Indirect
Class A Common 253400 Indirect
Class A Common 228302 Indirect
Class A Common 36104 Indirect
Class A Common 40878 Indirect
Class A Common 10624 Indirect
Class B Common 22616 Indirect
Class B Common 126217 Indirect
Class B Common 20306 Indirect
Class B Common 26507 Indirect

Footnotes

F1: Total updated to reflect transfers from grantor retained annuity trusts to direct holdings.