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BROWN FORMAN CORP — Director's Dealing 2021
Jun 4, 2021
30482_dirs_2021-06-03_9c55614a-d7b2-4ea3-a8f0-c1ff36ace0e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-12-21
Reporting Person: Brown Stuart R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Class A Common | G | 406 | — | Acquired | 210418 | Direct |
| 2021-01-05 | Class A Common | G | 3 | — | Acquired | 210421 | Direct |
| 2021-01-15 | Class A Common | G | 1680 | — | Disposed | 435741 | Direct |
| 2020-12-21 | Class B Common | G | 388 | — | Acquired | 10587 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 309321 | Direct |
| Class A Common | 187800 | Indirect |
| Class A Common | 231800 | Indirect |
| Class A Common | 253400 | Indirect |
| Class A Common | 228302 | Indirect |
| Class A Common | 36104 | Indirect |
| Class A Common | 40878 | Indirect |
| Class A Common | 10624 | Indirect |
| Class B Common | 22616 | Indirect |
| Class B Common | 126217 | Indirect |
| Class B Common | 20306 | Indirect |
| Class B Common | 26507 | Indirect |
Footnotes
F1: Total updated to reflect transfers from grantor retained annuity trusts to direct holdings.
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