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BROWN FORMAN CORP Director's Dealing 2021

Sep 13, 2021

30482_dirs_2021-09-13_246de9c2-b627-45f8-8a0e-43bd69052008.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-09-09

Reporting Person: Hamel Matthew E (EVP, Gen Counsel and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-09 Class A Common P 101 $66.4114 Acquired 5026 Direct
2021-09-09 Class A Common P 222 $66.4415 Acquired 27815 Indirect
2021-09-09 Class B Common P 332 $71.3693 Acquired 22401 Direct
2021-09-09 Class B Common P 188 $71.375 Acquired 22589 Direct
2021-09-09 Class B Common P 348 $71.3776 Acquired 46721 Indirect
2021-09-09 Class B Common P 350 $71.375 Acquired 70272 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 38.4788 Indirect
Class B Common 18292.1926 Indirect
Class B Common 3710.9758 Indirect
Class B Common 8.0763 Indirect

Footnotes

F1: Number of shares acquired through the issuer's dividend reinvestment plan as of September 10, 2021.

F2: Number of shares acquired through the issuer's 401(k) plan as of September 9, 2021.

F3: Number of shares acquired through the issuer's employee stock purchase program as of September 10, 2021.