BROWN FORMAN CORP — Director's Dealing 2021

Nov 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-10-29

Reporting Person: Hamel Matthew E (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-29	Class B Common	M	14133	$23.047	Acquired	36722	Direct
2021-10-29	Class B Common	F	9107	$68.88	Disposed	27615	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-29	Stock Appreciation Right	$23.047	M	14133	Disposed	2022-04-30	Class B Common (14133.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	46721	Indirect
Class B Common	70272	Indirect
Class B Common	18340.8431	Indirect
Class B Common	3806.2897	Indirect
Class B Common	8.7269	Indirect

Footnotes

F1: The closing price of BF-B on October 28, 2021, was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of November 1, 2021.

F3: Number of shares acquired through the issuer's employee stock purchase program as of November 1, 2021.

F4: Number of shares acquired through the issuer's dividend reinvestment plan as of November 1, 2021.