AI assistant
BROWN FORMAN CORP — Director's Dealing 2018
Jan 4, 2018
30482_dirs_2018-01-04_df6d0abc-c558-4650-8d41-bf04717f579f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-01-02
Reporting Person: Cook John D. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Class B Common | M | 24902 | $13.525 | Acquired | 24902 | Direct |
| 2018-01-02 | Class B Common | M | 9032 | $18.08 | Acquired | 33934 | Direct |
| 2018-01-02 | Class B Common | F | 7284 | $68.67 | Disposed | 26650 | Direct |
| 2018-01-02 | Class B Common | S | 6653 | $67.7134 | Disposed | 19997 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Stock Appreciation Right | $13.525 | M | 24902 | Disposed | 2019-04-30 | Class B Common (24902.0) | Direct |
| 2018-01-02 | Stock Appreciation Right | $18.08 | M | 9032 | Disposed | 2018-04-30 | Class B Common (9032.0) | Direct |
Footnotes
F1: The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $67.73, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.