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BROWN FORMAN CORP Director's Dealing 2018

Aug 10, 2018

30482_dirs_2018-08-10_9952249f-0898-4f31-a783-bc5b4ae7e261.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-08-01

Reporting Person: Nelson Kelli (SVP, Chief Accounting Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 80 Direct
Class A Common 35.4685 Indirect
Class B Common 277 Direct
Class B Common 8.1852 Indirect
Class B Common 665.094 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $36.109 2024-04-30 Class B Common (1024.0) Direct
Stock Appreciation Right $40.145 2025-04-30 Class B Common (2155.0) Direct