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BROWN FORMAN CORP — Director's Dealing 2017
Mar 22, 2017
30482_dirs_2017-03-21_5ba4cf21-8fbd-410a-9a6e-675f697bfba1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-03-17
Reporting Person: Barzun Brooke Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-12 | Class B Common | G | 157000 | — | Disposed | 24546 | Indirect |
| 2017-03-17 | Class B Common | G | 212850 | — | Disposed | 22270 | Indirect |
| 2017-03-17 | Class B Common | J | 2150 | — | Disposed | 23640 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 12907116 | Indirect |
| Class B Common | 28457 | Indirect |
| Class B Common | 93799 | Direct |
| Class A Common | 472375 | Direct |
| Class A Common | 253896 | Indirect |
| Class B Common | 45794 | Indirect |
| Class A Common | 19626 | Indirect |
| Class A Common | 83496 | Indirect |
| Class A Common | 411337 | Indirect |
| Class B Common | 34500 | Indirect |
| Class A Common | 7575 | Indirect |
| Class B Common | 1892 | Indirect |
| Class A Common | 4580 | Indirect |
| Class A Common | 62984 | Indirect |
| Class B Common | 41610 | Indirect |
| Class A Common | 39460 | Indirect |
| Class B Common | 23498 | Indirect |
| Class A Common | 31832 | Indirect |
| Class B Common | 21590 | Indirect |
| Class A Common | 31832 | Indirect |
| Class B Common | 21590 | Indirect |
| Class A Common | 36 | Indirect |
| Class A Common | 723110 | Indirect |
| Class A Common | 300000 | Indirect |
| Class B Common | 1092 | Indirect |
| Class A Common | 633674 | Indirect |
| Class B Common | 430568 | Indirect |
Footnotes
F1: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017.
F2: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017.
F3: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B Shares in exchange for an interest in a limited liability company.
F4: Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017.
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