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BROWN FORMAN CORP — Director's Dealing 2017
Mar 28, 2017
30482_dirs_2017-03-27_548af2ec-07b3-4729-9e56-86a351717714.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-03-23
Reporting Person: Farrer Marshall (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-22 | Class A Common | G | 3000 | — | Disposed | 1758 | Indirect |
| 2016-11-22 | Class A Common | G | 2516 | — | Disposed | 1000 | Indirect |
| 2017-03-23 | Class A Common | J | 630 | — | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 50 | Direct |
| Class B Common | 185000 | Indirect |
Footnotes
F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,379 additional shares.
F2: The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017.
F3: Reflects the acquisition of 1,758 additional shares in the August 2016 stock split.
F4: Reflects contribution of shares to a limited liability company.
F5: Reflects the acquisition of 315 additional shares in the August 2016 stock split.
F6: Reflects the acquisition of 116 additional shares in the August 2016 stock split.
F7: On February 20, 2017, the reporting person contributed 182 BFB to Madison Land LLC. The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of his pecuniary interest therein.