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BROWN FORMAN CORP Director's Dealing 2017

Mar 28, 2017

30482_dirs_2017-03-27_548af2ec-07b3-4729-9e56-86a351717714.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-03-23

Reporting Person: Farrer Marshall (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-22 Class A Common G 3000 Disposed 1758 Indirect
2016-11-22 Class A Common G 2516 Disposed 1000 Indirect
2017-03-23 Class A Common J 630 Disposed 0 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 50 Direct
Class B Common 185000 Indirect

Footnotes

F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,379 additional shares.

F2: The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017.

F3: Reflects the acquisition of 1,758 additional shares in the August 2016 stock split.

F4: Reflects contribution of shares to a limited liability company.

F5: Reflects the acquisition of 315 additional shares in the August 2016 stock split.

F6: Reflects the acquisition of 116 additional shares in the August 2016 stock split.

F7: On February 20, 2017, the reporting person contributed 182 BFB to Madison Land LLC. The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of his pecuniary interest therein.