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BROWN FORMAN CORP — Director's Dealing 2017
May 3, 2017
30482_dirs_2017-05-02_5518c229-5f57-4c23-96c8-0baae0037dea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-04-30
Reporting Person: de Chabert Ralph E (SVP, Chief Diversity Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class B Common | M | 238 | — | Acquired | 4847.726 | Direct |
| 2017-04-30 | Class B Common | F | 98 | $47.32 | Disposed | 4749.726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Stock Units | $ | M | 238 | Disposed | Class B Common (238.0) | Direct |
Footnotes
F1: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017.
F2: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation.
F3: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
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