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BROWN FORMAN CORP — Director's Dealing 2017
Jun 15, 2017
30482_dirs_2017-06-14_2aaff7f6-8689-42fb-bf41-e36cdc7da810.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2015-12-21
Reporting Person: Brown Stuart R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-07 | Class A Common | G | 265 | — | Acquired | 156228 | Direct |
| 2016-01-08 | Class A Common | G | 4 | — | Acquired | 156232 | Direct |
| 2016-08-11 | Class A Common | G | 51135 | — | Acquired | 414734 | Direct |
| 2017-01-12 | Class A Common | G | 602 | — | Acquired | 415336 | Direct |
| 2017-02-15 | Class A Common | G | 2300 | — | Disposed | 413036 | Direct |
| 2016-01-07 | Class A Common | G | 265 | — | Acquired | 1076 | Indirect |
| 2016-01-08 | Class A Common | G | 4 | — | Acquired | 1080 | Indirect |
| 2017-01-12 | Class A Common | G | 602 | — | Acquired | 2762 | Indirect |
| 2017-02-15 | Class A Common | G | 575 | — | Acquired | 3337 | Indirect |
| 2016-05-24 | Class A Common | J | 114151 | — | Acquired | 228302 | Indirect |
| 2017-01-12 | Class A Common | G | 602 | — | Acquired | 602 | Indirect |
| 2017-02-15 | Class A Common | G | 575 | — | Acquired | 1177 | Indirect |
| 2016-08-11 | Class B Common | G | 72684 | — | Acquired | 207680 | Direct |
| 2015-12-21 | Class B Common | G | 270 | — | Acquired | 3115 | Indirect |
| 2015-12-24 | Class B Common | G | 6 | — | Acquired | 3121 | Indirect |
| 2016-12-16 | Class B Common | G | 309 | — | Acquired | 6551 | Indirect |
| 2016-12-22 | Class B Common | G | 307 | — | Acquired | 6858 | Indirect |
| 2016-04-12 | Class B Common | S | 150 | $95.76 | Disposed | 9918 | Indirect |
| 2016-05-24 | Class B Common | J | 27657 | — | Acquired | 55314 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 40878 | Indirect |
| Class A Common | 36104 | Indirect |
| Class B Common | 9024 | Indirect |
Footnotes
F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 207,367 additional shares.
F2: Reflects the acquisition of 1,080 additional shares in the August 2016 stock split.
F3: Reflects the acquisition of 114,151 additional shares in the August 2016 stock split.
F4: Reflects the acquisiton of 103,840 additional shares in the August 2016 stock split.
F5: Reflects the acquisition of 3,121 additional shares in the August 2016 stock split.
F6: Reflects the acquisition of 5,109 additional shares in the August 2016 stock split.
F7: Reflects the acquisition of 27,657 additional shares in the August 2016 stock split.
F8: Reflects the acquisition of 20,439 additional shares in the August 2016 stock split.
F9: Reflects the acquisition of 18,052 additional shares in the August 2016 stock split.
F10: Reflects the acquisition of 4,512 additional shares in the August 2016 stock split.