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BROWN FORMAN CORP — Director's Dealing 2017
Sep 8, 2017
30482_dirs_2017-09-08_4b502a46-d0e8-4764-a577-8d5f4448010f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-09-06
Reporting Person: Hamel Matthew E (EVP, Gen Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-06 | Class A Common | P | 250 | $56.368 | Acquired | 23139 | Direct |
| 2017-09-06 | Class B Common | P | 133 | $53.9345 | Acquired | 17097 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 0.1397 | Indirect |
| Class B Common | 11756.1042 | Indirect |
| Class B Common | 905.6693 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.933 to $53.935, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Total updated to correct mathematical error.
F3: Number of shares acquired through the issuer's dividend reinvestment plan as of September 6, 2017.
F4: Number of shares acquired through the issuer's 401(k) plan as of September 6, 2017.
F5: Number of shares acquired through the issuer's employee stock purchase program as of September 6, 2017.