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BROWN FORMAN CORP — Director's Dealing 2017
Oct 12, 2017
30482_dirs_2017-10-11_661a6c7c-d2f6-4f8d-a2d7-d4518883176e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-10-01
Reporting Person: Masick Michael Andrew (VP DIR CORP STRATEGY)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 141 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (230.0) | Direct | ||
| Stock Appreciation Right | $45.985 | 2024-04-30 | Class B Common (1786.0) | Direct | |
| Stock Appreciation Right | $51.125 | 2025-04-30 | Class B Common (2624.0) | Direct | |
| Stock Appreciation Right | $49.005 | 2026-04-30 | Class B Common (7682.0) | Direct | |
| Stock Appreciation Right | $50.63 | 2027-04-30 | Class B Common (3535.0) | Direct |
Footnotes
F1: The restricted stock units were granted on July 24, 2014, and vest April 30, 2018.
F2: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
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