BROWN FORMAN CORP — Director's Dealing 2017

Oct 12, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-10-01

Reporting Person: Hayes John V. (SVP, Chief Marketing Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	2164	Direct
Class A Common	111	Indirect
Class A Common	4210	Indirect
Class B Common	7609	Direct
Class B Common	5894	Indirect
Class B Common	4	Indirect
Class B Common	20314	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Right	$17.755	2018-04-30	Class B Common (16926.0)		Direct
Stock Appreciation Right	$13.525	2019-04-30	Class B Common (25998.0)		Direct
Stock Appreciation Right	$19.215	2020-04-30	Class B Common (21820.0)		Direct
Stock Appreciation Right	$23.2	2021-04-30	Class B Common (22702.0)		Direct
Stock Appreciation Right	$29.35	2022-04-30	Class B Common (17122.0)		Direct
Stock Appreciation Right	$36.21	2023-04-30	Class B Common (7082.0)		Direct
Stock Appreciation Right	$45.985	2024-04-30	Class B Common (5654.0)		Direct
Stock Appreciation Right	$51.125	2025-04-30	Class B Common (7216.0)		Direct
Stock Appreciation Right	$49.005	2026-04-30	Class B Common (9952.0)		Direct
Stock Appreciation Right	$50.63	2027-04-30	Class B Common (8395.0)		Direct

Footnotes

F1: Number of shares acquired through the issuer's employee stock purchase program as of October 11, 2017.

F2: Number of shares acquired through the issuer's 401(k) plan as of October 11, 2017.