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BROWN FORMAN CORP Director's Dealing 2016

Mar 31, 2016

30482_dirs_2016-03-31_2535d114-5293-4593-a29d-5a54ccf84814.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-01-19

Reporting Person: Brown J McCauley (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-19 Class A Common G 3000 Disposed 217 Indirect
2016-01-19 Class A Common G 3000 Acquired 16062 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 66484 Direct
Class A Common 968395 Indirect
Class B Common 64481 Indirect
Class B Common 8841.5903 Indirect
Class A Common 181940 Indirect
Class A Common 176898 Indirect
Class A Common 50704 Indirect
Class A Common 3925 Indirect
Class A Common 1000 Indirect
Class A Common 96698 Indirect
Class A Common 15995 Indirect
Class B Common 1020 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Class B Common (254.0) 254 Direct
Restricted Stock Units $ Class B Common (212.0) 212 Direct
Restricted Stock Units $ Class B Common (171.0) 171 Direct
Restricted Stock Units $ Class B Common (158.0) 158 Direct

Footnotes

F1: Updated as of February 24, 2016 to reflect new total and distribution of all shares from issuer's 401(k) plan to the reporting person's IRA account.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F3: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.

F4: The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.

F5: The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018.

F6: The Restricted Stock Units were granted on July 23, 2015, and vest April 30, 2019.