BROWN FORMAN CORP — Director's Dealing 2016

Jun 3, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-05-26

Reporting Person: Farrer Marshall (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	315	Direct
Class B Common	116	Direct
Class A Common	2379	Indirect
Class A Common	1758	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Class B Common (296.0)		Direct
Restricted Stock Units	$		Class B Common (381.0)		Direct
Stock Appreciation Right	$33.76	2017-04-30	Class B Common (2110.0)		Direct
Stock Appreciation Right	$35.51	2018-04-30	Class B Common (2422.0)		Direct
Stock Appreciation Right	$27.05	2019-04-30	Class B Common (2378.0)		Direct
Stock Appreciation Right	$38.43	2020-04-30	Class B Common (3544.0)		Direct
Stock Appreciation Right	$46.4	2021-04-30	Class B Common (1537.0)		Direct
Stock Appreciation Right	$58.7	2022-04-30	Class B Common (2329.0)		Direct
Stock Appreciation Right	$102.25	2025-04-30	Class B Common (1890.0)		Direct

Footnotes

F1: The restricted stock units vest May 1, 2017.

F2: Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock.

F3: The restricted stock units vest May 1, 2018.