BROWN FORMAN CORP — Director's Dealing 2016

Jun 3, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-05-26

Reporting Person: Brown Campbell P (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	805313	Direct
Class B Common	312208	Direct
Class A Common	1981768	Indirect
Class B Common	270442	Indirect
Class B Common	4610.8229	Indirect
Class B Common	7786.0146	Indirect
Class B Common	18	Indirect
Class B Common	18	Indirect
Class A Common	529554	Indirect
Class B Common	24218	Indirect
Class B Common	2746	Indirect
Class A Common	8042	Indirect
Class B Common	1353	Indirect
Class A Common	5266	Indirect
Class B Common	1950	Indirect
Class A Common	5296	Indirect
Class B Common	1950	Indirect
Class A Common	71250	Indirect
Class A Common	71250	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Class B Common (863.0)		Direct
Restricted Stock Units	$		Class B Common (476.0)		Direct
Restricted Stock Units	$		Class B Common (1458.0)		Direct
Stock Appreciation Right	$33.76	2017-04-30	Class B Common (1874.0)		Direct
Stock Appreciation Right	$35.51	2018-04-30	Class B Common (1719.0)		Direct
Stock Appreciation Right	$38.43	2020-04-30	Class B Common (887.0)		Direct
Stock Appreciation Right	$91.97	2024-04-30	Class B Common (1112.0)		Direct

Footnotes

F1: The restricted stock units vest May 1, 2017.

F2: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F3: The restricted stock units vest May 1, 2018.

F4: The restricted stock units vest May 1, 2019.