BROWN FORMAN CORP — Director's Dealing 2016

Jul 15, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-05-18

Reporting Person: Holland Augusta Brown (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-18	Class A Common	W	897	—	Acquired	897	Indirect
2016-05-18	Class B Common	W	611	—	Acquired	611	Indirect
2016-06-14	Class A Common	G	164780	—	Disposed	31492	Indirect
2016-06-14	Class B Common	G	101880	—	Disposed	20805	Indirect
2016-06-14	Class A Common	G	20687	—	Acquired	20687	Indirect
2016-06-14	Class B Common	G	11334	—	Acquired	11334	Indirect
2016-06-14	Class A Common	G	21728	—	Acquired	21728	Indirect
2016-06-14	Class B Common	G	12244	—	Acquired	12244	Indirect
2016-06-14	Class A Common	G	21728	—	Acquired	21728	Indirect
2016-06-14	Class B Common	G	12244	—	Acquired	12244	Indirect
2016-07-12	Class A Common	W	885	—	Acquired	885	Indirect
2016-07-12	Class B Common	W	603	—	Acquired	202339	Indirect
2016-07-12	Class A Common	W	12	—	Acquired	12	Indirect
2016-07-12	Class B Common	W	8	—	Acquired	51448	Indirect
2016-07-12	Class A Common	W	897	—	Disposed	0	Indirect
2016-07-12	Class B Common	W	611	—	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	517105	Direct
Class B Common	52591	Direct
Class B Common	55746	Indirect
Class B Common	962	Indirect
Class A Common	115886	Indirect
Class B Common	96196	Indirect
Class A Common	2742	Indirect
Class A Common	241142	Indirect
Class A Common	18	Indirect
Class B Common	5109	Indirect
Class B Common	95485	Indirect
Class A Common	316837	Indirect
Class A Common	20439	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Deferred Stock Units	$		Class A Common (591.64)	591.64	Direct

Footnotes

F1: Formerly known as the GST Non-Exempt QTIP Trust.

F2: Formerly known as the GST Exempt QTIP Trust.

F3: Totals updated to reflect distribution of 555 Class B shares by GRAT to direct holdings on April 1, 2016.

F4: Total updated to correct prior error.

F5: Under the Brown-Forman Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 23, 2015, were based on the closing price of the Company's Class A common stock on that date ($111.30). On each dividend payment date, participants are creditied with DSU equivalents.

F6: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.