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BROWN FORMAN CORP Director's Dealing 2016

Aug 1, 2016

30482_dirs_2016-08-01_ee3e548e-b2b8-4b99-82d4-6f2ce1af69dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-07-28

Reporting Person: de Chabert Ralph E (SVP, Chief Diversity Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-28 Stock Appreciation Right $98.01 A 3216 Acquired 2026-04-30 Class B Common (3216.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 407 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Class B Common (119.0) 119 Direct
Restricted Stock Units $ Class B Common (143.0) 143 Direct
Stock Appreciation Right $27.05 2019-04-30 Class B Common (590.0) 590 Direct
Stock Appreciation Right $46.4 2021-04-30 Class B Common (1717.0) 1717 Direct
Stock Appreciation Right $72.42 2023-04-30 Class B Common (577.0) 577 Direct
Stock Appreciation Right $91.97 2024-04-30 Class B Common (667.0) 667 Direct
Stock Appreciation Right $102.25 2025-04-30 Class B Common (2808.0) 2808 Direct

Footnotes

F1: No money was paid to or received by the reporting person for these SSARs.

F2: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F3: The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. The vesting date shown in the table has been corrected.

F4: The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. The vesting date shown in the table has been corrected.