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BROWN FORMAN CORP Director's Dealing 2016

Aug 1, 2016

30482_dirs_2016-08-01_84a89fdd-2b85-4b12-836f-cde9aa3e4203.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-07-28

Reporting Person: Steiner Lisa P (SVP, Chief of Staff)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-28 Stock Appreciation Right $98.01 A 7507 Acquired 2026-04-30 Class B Common (7507.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 7646 Direct
Class A Common 745.7272 Indirect
Class B Common 111 Direct
Class B Common 127.0618 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $72.42 2023-04-30 Class B Common (6739.0) 6739 Direct
Stock Appreciation Right $91.97 2024-04-30 Class B Common (5467.0) 5467 Direct
Stock Appreciation Right $102.25 2025-04-30 Class B Common (5641.0) 5641 Direct

Footnotes

F1: Number of shares acquired through the issuer's dividend reinvestment plan as of July 27, 2016.

F2: No money was paid to or received by the reporting person for these SSARs.