BROWN FORMAN CORP — Director's Dealing 2016

Dec 13, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-12-09

Reporting Person: Brown J McCauley (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-12	Class A Common	G	5500	—	Disposed	3704	Direct
2016-12-09	Class A Common	P	1865	$48	Acquired	33855	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	123284	Direct
Class B Common	102751	Indirect
Class A Common	1961790	Indirect
Class A Common	22920	Indirect
Class B Common	27690	Indirect
Class A Common	363880	Indirect
Class A Common	353796	Indirect
Class A Common	434	Indirect
Class B Common	22628	Indirect
Class A Common	101408	Indirect
Class A Common	7850	Indirect
Class A Common	2000	Indirect
Class A Common	193396	Indirect
Class B Common	2040	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Class B Common (424.0)	424	Direct
Restricted Stock Units	$		Class B Common (342.0)	342	Direct
Restricted Stock Units	$		Class B Common (316.0)	316	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F2: The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.

F3: The restricted stock units were granted on July 24, 2014, and vest April 30, 2018.

F4: The restricted stock units were granted on July 23, 2015, and vest April 30, 2019.