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BROWN FORMAN CORP — Director's Dealing 2016
Dec 28, 2016
30482_dirs_2016-12-27_8f95b44b-0154-418a-8ebf-1e5d36d44304.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-10-10
Reporting Person: Brown Christina Lee (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-10 | Class A Common | G | 4245 | — | Disposed | 498741 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 124808 | Indirect |
| Class B Common | 3960 | Indirect |
| Class A Common | 6660230 | Indirect |
| Class B Common | 13407282 | Indirect |
| Class B Common | 252386 | Indirect |
| Class A Common | 1009550 | Indirect |
| Class B Common | 687200 | Indirect |
| Class A Common | 2554200 | Indirect |
Footnotes
F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 251,493 additional shares.
F2: Reflects the acquisition of 62,404 additional shares in the August 2016 stock split.
F3: Reflects the acquisition of 1,980 additional shares in the August 2016 stock split.
F4: Reflects the acquisition of 3,330,114 additional shares in the August 2016 stock split.
F5: Reflects the acquisition of 6,703,641 additional shares in the August 2016 stock split.
F6: Reflects the acquisition of 126,193 additional shares in the August 2016 stock split.
F7: Reflects the acquisition of 504,775 additional shares in the August 2016 stock split.
F8: Reflects the acquisition of 343,600 additional shares in the August 2016 stock split.
F9: Reflects the acquisition of 1,277,100 additional shares in the August 2016 stock split.